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JH

Jennifer L. Hamilton

RETIREONE INVESTMENT SERVICES
Louisville, KY 40202
Some features on this profile are disabled
CRD#: 5654298
JH

Professional summary

Jennifer Lynn Hamilton, who also goes by Jennifer O Hamilton, Jennifer Ott Hamilton, Jennifer Hamilton, Jennifer L Ott, is a registered financial professional currently at RETIREONE INVESTMENT SERVICES, LLC located in Louisville, Kentucky.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2011. Jennifer has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer O Hamilton | Jennifer Ott Hamilton | Jennifer Hamilton | Jennifer L Ott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Lynn Hamilton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 24, 2024 - Present

RETIREONE INVESTMENT SERVICES, LLC

Office #1: 222 South 1st Street, Suite 600, Louisville, KY 40202
BD
CRD#: 269923
Louisville, KY
Past

November 26, 2024 - November 13, 2025

RETIREONE ADVISOR SERVICES

RIA
CRD#: 331458
LOUISVILLE, KY
Past

August 11, 2022 - May 22, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LEXINGTON, KY
Past

August 11, 2022 - May 22, 2024

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LEXINGTON, KY
Past

January 7, 2022 - June 3, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
LOUISVILLE, KY
Past

January 7, 2022 - June 3, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
LOUISVILLE, KY
Past

August 14, 2018 - November 29, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
LOUISVILLE, KY
Past

August 14, 2018 - November 29, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
LOUISVILLE, KY
Past

March 17, 2016 - August 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOUISVILLE, KY
Past

March 17, 2016 - August 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOUISVILLE, KY
Past

December 5, 2013 - February 18, 2016

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA
CRD#: 453
LOUISVILLE, KY
Past

February 4, 2013 - February 18, 2016

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY
Past

September 20, 2011 - October 22, 2012

PROTECTED INVESTORS OF AMERICA

BD
CRD#: 6082
LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(9/3/2024)
RR
Kentucky
(5/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/4/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/26/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/21/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/19/2011
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/9/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/5/2022
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 26
Date: 5/15/2012
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RI
RETIREONE INVESTMENT SERVICES, LLC
EF LEGACY SECURITIES, LLC | RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923 / SEC#: , 8-69640

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
222 South 1st Street, Suite 600, Louisville, KY 40202
Mailing Address
222 South 1st Street, Suite 600, Louisville, KY 40202
Phone number
(877) 575-2742
Established
Delaware since 05/05/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RETIREONE, INC.OWNER
GILMAN, ROBERT CRAIGFINOP, PFO1738412
GRAY, LEVEN RAINEYCHIEF COMPLIANCE OFFICER707493
MERCIER, EDWARD JAMESCHIEF EXECUTIVE OFFICER1370339

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923Louisville, KY 40202

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