Jennifer L. Hamilton

RETIREONE ADVISOR SERVICES

LOUISVILLE, KY 40202

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CRD#: 5654298

Professional summary

Jennifer Lynn Hamilton, who also goes by Jennifer O Hamilton, Jennifer Ott Hamilton, Jennifer Hamilton, Jennifer L Ott, is a registered financial advisor currently at RETIREONE ADVISOR SERVICES located in Louisville, Kentucky and RETIREONE INVESTMENT SERVICES, LLC located in Louisville, Kentucky.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jennifer has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer O Hamilton | Jennifer Ott Hamilton | Jennifer Hamilton | Jennifer L Ott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RetireOne Investment Services, LLC (affiliate of RetireOne Advisor Services); Investment-related; 222 S 1st St Suite 600, Louisville KY 40202.; Sales Operations Manager; manages conversion process; start date 5/20/2024; 35 hours per week; 35 hours during trading hours; manages client conversion paperwork process. RetireOne, Inc. (parent of RetireOne Advisor Services); Investment-related; 222 S 1st St Suite 600, Louisville KY 40202.; Sales Operations Manager; manages conversion process; start date 5/20/2024; 3 hours per week; 3 hours during trading hours; manages client conversion paperwork process.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynn Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 26, 2024 - Present

RETIREONE ADVISOR SERVICES

Office #1: 222 S First St Suite 600, Louisville, KY 40202

RIA

CRD#: 331458

LOUISVILLE, KY

Current

May 24, 2024 - Present

RETIREONE INVESTMENT SERVICES, LLC

Office #1: 222 South 1st Street, Suite 600, Louisville, KY 40202

CRD#: 269923

Louisville, KY

Past

August 11, 2022 - May 22, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LEXINGTON, KY

Past

August 11, 2022 - May 22, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LEXINGTON, KY

Past

January 7, 2022 - June 3, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

LOUISVILLE, KY

Past

January 7, 2022 - June 3, 2022

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

LOUISVILLE, KY

Past

August 14, 2018 - November 29, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LOUISVILLE, KY

Past

August 14, 2018 - November 29, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LOUISVILLE, KY

Past

March 17, 2016 - August 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOUISVILLE, KY

Past

March 17, 2016 - August 3, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOUISVILLE, KY

Past

December 5, 2013 - February 18, 2016

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

February 4, 2013 - February 18, 2016

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

September 20, 2011 - October 22, 2012

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/3/2024)

Alaska
(9/3/2024)

Arizona
(9/3/2024)

Arkansas
(9/3/2024)

California
(9/3/2024)

Colorado
(9/3/2024)

Connecticut
(9/3/2024)

Delaware
(9/3/2024)

District of Columbia
(9/3/2024)

Florida
(9/3/2024)

Georgia
(9/3/2024)

Hawaii
(9/3/2024)

Idaho
(9/3/2024)

Illinois
(9/3/2024)

Indiana
(9/3/2024)

Iowa
(9/3/2024)

Kansas
(9/3/2024)

Kentucky
(5/24/2024)

IAR

Kentucky
(11/26/2024)

Louisiana
(9/3/2024)

Maine
(9/3/2024)

Maryland
(9/3/2024)

Massachusetts
(9/3/2024)

Michigan
(9/3/2024)

Minnesota
(9/3/2024)

Mississippi
(9/3/2024)

Missouri
(9/3/2024)

Montana
(9/3/2024)

Nebraska
(9/3/2024)

Nevada
(9/3/2024)

New Hampshire
(9/3/2024)

New Jersey
(9/3/2024)

New Mexico
(9/3/2024)

New York
(9/3/2024)

North Carolina
(9/3/2024)

North Dakota
(9/3/2024)

Ohio
(9/4/2024)

Oklahoma
(9/3/2024)

Oregon
(9/3/2024)

Pennsylvania
(9/3/2024)

Puerto Rico
(9/3/2024)

Rhode Island
(9/3/2024)

South Carolina
(9/3/2024)

South Dakota
(9/3/2024)

Tennessee
(9/3/2024)

Texas
(9/3/2024)

Utah
(9/3/2024)

Vermont
(9/3/2024)

Virgin Islands
(9/3/2024)

Virginia
(9/3/2024)

Washington
(9/3/2024)

West Virginia
(9/3/2024)

Wisconsin
(9/3/2024)

Wyoming
(9/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/4/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/26/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/19/2011

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/9/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/5/2022

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 26

Date: 5/15/2012

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

RETIREONE ADVISOR SERVICES

R1 SERVICES, LLC | RETIREONE, INC | RETIREONE ADVISOR SERVICES

CRD#: 331458 / SEC#:

Kentucky

Registered Investment Advisory firm - (11/26/2024 Approved)

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Contact information

Main Address

222 S First St Suite 600, Louisville, KY 40202

Mailing Address

Phone number

(877) 575-2742

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer L. Hamilton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynn Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREONE INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

PROTECTED INVESTORS OF AMERICA

State Registrations and Notice Filings

Exams

Series 66

Date: 12/4/2013

Series 63

Date: 9/26/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2013

Series 6

Date: 9/19/2011

Series 10

Date: 1/9/2023

Series 9

Date: 10/5/2022

Series 26

Date: 5/15/2012

FINRA

Current Firm

RETIREONE ADVISOR SERVICES

Contact information

Documents

Red Flags

Company Information

RETIREONE ADVISOR SERVICES

TRUST BUT VERIFY

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