Thomas M. Murphy

EMPIRIKAL PARTNERS LLC

EDGEWATER, NJ

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CRD#: 5654189

Professional summary

Thomas M Murphy, who also goes by Thomas Murphy, is a registered financial advisor currently at EMPIRIKAL PARTNERS LLC located in Edgewater, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Thomas has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TITAN STRATEGIC PARTNERS, LLC, NOT INVESTMENT RELATED; 50 CONSTITUTION WAY NEW JERSEY CITY NJ 07305; BUSINESS CONSULTING; FOUNDER AS OF 6/1/2023; 20 HOURS PER MONTH WITH NONE DURING TRADING HOURS; ADVISE EXECUTIVES ON EFFICIENCIES IN THEIR BUSINESS MODELS RELATED TO GROWTH AND FINANCING. 2. THOMAS M MURPHY LLC; INVESTMENT RELATED; ADDRESS OF RECORD; ADMINISTRATION FOR INVESTMENT BUSINESS; OWNER; STARTED 5/2018; 160 HOURS PER MONTH WITH 8 HOURS DURING TRADING HOURS; LLC FOR ADMINISTRATIVE PURPOSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas M Murphy's CRS (Customer Relationship Summary).

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 27, 2009 - December 9, 2009

JOHN THOMAS FINANCIAL

CRD#: 40982

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/14/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/8/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2009

General Securities Representative Examination

Current Firm

EMPIRIKAL PARTNERS LLC

EMPIRIKAL PARTNERS LLC | MONZON WEALTH

CRD#: 282691 / SEC#:

Arizona

Registered Investment Advisory firm - (9/7/2016 Approved)

California

Registered Investment Advisory firm - (6/5/2020 Approved)

Colorado

Registered Investment Advisory firm - (7/31/2024 Terminated)

Florida

Registered Investment Advisory firm - (10/28/2020 Approved)

Georgia

Registered Investment Advisory firm - (5/18/2022 Approved)

Maryland

Registered Investment Advisory firm - (3/4/2024 Approved)

Mississippi

Registered Investment Advisory firm - (7/31/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (7/16/2020 Approved)

New York

Registered Investment Advisory firm - (10/12/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (3/3/2021 Approved)

Texas

Registered Investment Advisory firm - (6/19/2020 Approved)

Wyoming

Registered Investment Advisory firm - (5/11/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(480) 558-6167

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 88,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas M Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPIRIKAL PARTNERS LLC

BRIDGEWAY WEALTH PARTNERS, LLC

HIGHLINE WEALTH PARTNERS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JOHN THOMAS FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 6/14/2010

Series 63

Date: 5/8/2009

SIE

Date: 4/13/2018

Series 7

Date: 3/26/2009

Current Firm

EMPIRIKAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EMPIRIKAL PARTNERS LLC

TRUST BUT VERIFY

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