Albert H. Pleus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert H Pleus, who also goes by Albert Pleus, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2009. Albert had worked at 3 firms and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2016 - October 14, 2016
I-BANKERS DIRECT, LLC
January 23, 2015 - January 7, 2016
V2V SECURITIES LLC
April 7, 2009 - December 31, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 4/6/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
I-BANKERS DIRECT, LLC
CRD#: 167533 / SEC#: , 8-69264
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IB DIRECT, LLC | SOLE MEMBER | |
| THAYER, LARRY DANIEL JR | CCO, CONTROL PERSON FOR SHUTDOWN ACTIVITIES | 4598879 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
