Deryck A. Harmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deryck Alan Harmer, CFP® was a registered financial professional .
Deryck is a previously registered financial professional and started their career in finance in 2009. Deryck had worked at 3 firms and has passed the Series 66, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2016 - July 19, 2019
TRILOMA SECURITIES, LLC
January 8, 2013 - May 15, 2014
CNL SECURITIES CORP.
September 24, 2009 - January 8, 2013
CNL FUND ADVISORS COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
TRILOMA SECURITIES, LLC
CRD#: 173059 / SEC#: , 8-69527
Contact information
Documents
Red Flags
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