Sunita Subramoniam
Professional Summary
Sunita Subramoniam was a registered financial advisor. Sunita was a previously registered financial professional and started their career in finance 2015 - 2018. Sunita had worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
3 years in the financial services industry
Current & Past Employments
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Current Firm
ADVANCED FINANCIAL SERVICES | WILSON WEALTH MANAGEMENT | SENIOR FINANCIAL SERVICES | ROCKWALL WEALTH MANAGEMENT | MIKE MILLS WEALTH MANAGEMENT | MEDINA INVESTMENTS | LEO BROKERAGE, LLC | KMR FINANCIAL GROUP | KMR FINANCIAL | INVESTMENT AND ASSET PLANNING | HUTTO RETIREMENT ADVISORS, LLC | DARYL CURTIS WEALTHBUILDERS | CORPORATE PENSIONS COMPANY | CORPORATE PENSIONS | BUTLER FREEMAN TALLY FINANCIAL GROUP, LLC | BUTLER FREEMAN TALLY FINANCIAL GROUP | BFT FINANCIAL GROUP, LLC
Contact Information
Main Address
860 Airport Freeway, Suite 402, Hurst, TX 76054Mailing Address
860 Airport Freeway, Suite 402, Hurst, TX 76054Phone Number
(817) 354-1090Established
Texas since 01/01/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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