BD
Brandon T. Dembowiak
ASCENDOR WEALTH
Oak Ridge, NC 27130
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CRD#: 5653741
BD
Professional summary
Brandon Thomas Dembowiak MR., CFP® is a registered financial advisor currently at ASCENDOR WEALTH, LLC located in Oak Ridge, North Carolina.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Brandon has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SICARIUS, LLC NON-INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC RENTAL PROPERTY MANAGER 07/2013 APPROXIMATELY 5 APPROXIMATELY 2 OR LESS LANDLORD GRAVES MAY, PLLC NON-INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC CONSULTANT EMPLOYEE 07/2013 APPROXIMATELY 1-5 APPROXIMATELY 1-2 ADMINISTRATIVE DORMIE, LLC NON-INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC RENTAL PROPERTY MANAGER 09/2018 APPROXIMATELY 5 Parlay Holdings, LLC NON-INVESTMENT RELATED 5700 OLEANDER, WILMINGTON, NC RENTAL PROPERTY MANAGER 09/2022 APPROXIMATELY 5
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Thomas Dembowiak MR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 11, 2009 - Present
ASCENDOR WEALTH, LLC
Office #1: 8006 Linville Road, Suite B, Oak Ridge, NC 27130RIA
CRD#: 148969
Oak Ridge, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ASCENDOR WEALTH, LLC
ASCENDOR ALLIANCE, LLC | ASCENDOR WEALTH, LLC
CRD#: 148969 / SEC#: 801-133828
RIA
Registered Investment Advisory firm - (7/3/2025 Approved)North Carolina
Registered Investment Advisory firm - (8/6/2025 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/11/2009)
IAR
Texas(2/28/2022)
Current Firm
AW
ASCENDOR WEALTH, LLC
ASCENDOR ALLIANCE, LLC | ASCENDOR WEALTH, LLC
CRD#: 148969 / SEC#: 801-133828
RIA
Registered Investment Advisory firm - (7/3/2025 Approved)North Carolina
Registered Investment Advisory firm - (8/6/2025 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5700 Oleander Drive, Wilmington, NC 28403
Mailing Address
Phone number
(910) 790-0122
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 370 |
| AUM (Assets Under Management) | $ 116,824,613 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/07/2024 | ||
| 09/22/2023 | ||
| 12/22/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASCENDOR WEALTH, LLC
CRD#: 148969Oak Ridge, NC 27130TRUST BUT VERIFY
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