Patrick E. Sherman
Professional summary
Patrick Ewing Sherman, who also goes by Pat Sherman, Patrick Sherman, is a registered financial advisor currently at SHERMAN FINANCIAL & WEALTH MANAGEMENT located in Daniel Island, South Carolina.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Patrick has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Ewing Sherman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2017 - Present
SHERMAN FINANCIAL & WEALTH MANAGEMENT
Office #1: 1410 Elfe Street, Daniel Island, SC 29492May 13, 2016 - October 23, 2017
SIGNATOR INVESTORS, INC.
May 13, 2016 - October 23, 2017
SIGNATOR INVESTORS, INC.
November 6, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 21, 2014 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 1, 2009 - August 8, 2014
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/23/2017)
Exams
Current Firm
SHERMAN FINANCIAL & WEALTH MANAGEMENT
CRD#: 290219 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 6,600,000 |
Red Flags
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