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Mark Richard Mogle

Mark R. Mogle

MOGLE FINANCIAL SOLUTIONS
LITTLETON, CO 80127
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CRD#: 5653613
Mark Richard Mogle

Professional summary

Mark Richard Mogle, CFP®, who also goes by Mark R Mogle, is a registered financial advisor currently at MOGLE FINANCIAL SOLUTIONS located in Littleton, Colorado.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mark has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark R Mogle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Richard Mogle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

March 23, 2026 - Present

MOGLE FINANCIAL SOLUTIONS

Office #1: 10901 West Toller Drive Suite 350, Littleton, CO 80127
RIA
CRD#: 340632
LITTLETON, CO
Past

August 6, 2020 - April 17, 2026

PALLER FINANCIAL SERVICES, INC.

RIA
CRD#: 161531
CENTENNIAL, CO
Past

April 10, 2019 - May 6, 2020

VIRTUE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 167816
LITTLETON, CO
Past

January 2, 2015 - September 22, 2016

EP WEALTH ADVISORS

RIA
CRD#: 111147
LITTLETON, CO
Past

June 25, 2012 - December 31, 2014

MOORE FINANCIAL GROUP

RIA
CRD#: 108973
LITTLETON, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(3/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/29/2011
Uniform Investment Adviser Law Examination

Current Firm

MF
MOGLE FINANCIAL SOLUTIONS
MOGLE FINANCIAL | MOGLE FINANCIAL SOLUTIONS LLC | MOGLE FINANCIAL SOLUTIONS

CRD#: 340632 / SEC#:

Colorado
Registered Investment Advisory firm - (3/23/2026 Approved)
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Contact information

Main Address
10901 West Toller Drive Suite 350, Littleton, CO 80127
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOGLE FINANCIAL SOLUTIONS

CRD#: 340632Littleton, CO 80127

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