Michele L Martin
ChFC®Professional Summary
Michele L Martin, ChFC®, who also goes by Michele L Martin, Michele Lynna Martin, Michele Lynna Vossen, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Minneapolis, Minnesota and DAI SECURITIES, LLC located in Minneapolis, Minnesota. Michele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michele has worked at 7 firms and has passed the Series 65, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michele L Martin, Michele Lynna Martin, Michele Lynna Vossen
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
Contact Information
Main Address
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117Phone Number
(410) 363-7211# of Employees
82SEC notice filing (37 States and Territories)
Registered to provide investment advisory services in 37 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
7,473AUM (Assets Under Management)
$5,038,680,517Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
State Registrations and Notice Filings
(11/4/2024)
(5/1/2019)
(11/20/2023)
(5/1/2019)
(12/19/2023)
(5/1/2019)
(8/30/2023)
(12/4/2025)
(5/6/2021)
(11/5/2020)
(5/1/2019)
(8/30/2023)
(5/1/2019)
(1/28/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2009About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2009About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michele L Martin's CRS (Customer Relationship Summary).
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