MM
Michele L. Martin
PROSPERITY - AN EISNERAMPER COMPANY
MINNEAPOLIS, MN 55405
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CRD#: 5653595
MM
Professional summary
Michele L Martin, ChFC®, who also goes by Michele L Martin, Michele Lynna Martin, Michele Lynna Vossen, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Minneapolis, Minnesota and DAI SECURITIES, LLC located in Minneapolis, Minnesota.
Michele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michele has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michele L Martin | Michele Lynna Martin | Michele Lynna Vossen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: POWER OF ATTORNEY FOR FAMILY TRUST INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: POWER OF ATTORNEY START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: POA AND EXECUTOR OF WILL 2.NAME OF OTHER BUSINESS: ONE STOP, INC. INVESTMENT RELATED: NO ADDRESS: 14410 CARLSON PKWY PLYMOUTH MN 55447 NATURE OF BUSINESS: REAL ESTATE HOLDING START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT & ASSISTANT TREASURER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SUPPORT THE SOLE SHAREHOLDER AND ESTATE SETTLEMENT 3.NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 14410 CARLSON PKWY PLYMOUTH MN 55447 NATURE OF BUSINESS: FAMILY TRUST START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SUPPORT TO THE TRUSTEE AND ESTATE SETTLEMENT 4. NAME OF OTHER BUSINESS: ST JOHN'S UNIVERSITY INVESTMENT RELATED: NO ADDRESS: 2850 ABBEY PLAZA, COLLEGEVILLE, MN 56321, NATURE OF BUSINESS: EDUCATION START DATE: 7/2018 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF INSTITUTIONAL AFFAIRS AND MISSION. 5. NAME OF OTHER BUSINESS: Prosperity - An EisnerAmper Company INVESTMENT RELATED: YES ADDRESS: 2501 WAYZATA BLVD, MINNEAPOLIS, MN 55405 NATURE OF BUSINESS: PARENT COMPANY OF PROSPERITY'S AND EISNERAMPER WEALTH MANAGEMENT'S RIAS START DATE: 03/2023 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER MONTH: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OVERSEE RIA OPERATIONS
CRS (Client Relationship Summary) - RIA
Click below to view Michele L Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 30, 2023 - Present
PROSPERITY - AN EISNERAMPER COMPANY
Office #1: 2501 Wayzata Blvd, Minneapolis, MN 55405RIA
CRD#: 133777
MINNEAPOLIS, MN
Current
May 1, 2019 - Present
DAI SECURITIES, LLC
Office #1: 2501 Wayzata Blvd, Minneapolis, MN 55405BD
CRD#: 36673
MINNEAPOLIS, MN
Past
November 21, 2016 - August 24, 2023
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
Minneapolis, MN
Past
November 11, 2016 - December 31, 2018
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
November 11, 2016 - December 31, 2018
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MINNEAPOLIS, MN
Past
December 19, 2014 - November 11, 2016
TRIAD ADVISORS LLC
BD
CRD#: 25803
Minneapolis, MN
Past
December 16, 2014 - November 11, 2016
OSAIC ADVISORY SERVICES, LLC
RIA
CRD#: 171070
MINNEAPOLIS, MN
Past
May 8, 2009 - June 6, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/4/2024)
RR
Florida(5/1/2019)
IAR
Florida(11/20/2023)
RR
Illinois(5/1/2019)
RR
Michigan(12/19/2023)
RR
Minnesota(5/1/2019)
IAR
Minnesota(8/30/2023)
RR
North Dakota(5/6/2021)
RR
South Carolina(11/5/2020)
RR
Texas(5/1/2019)
IAR
Texas(8/30/2023)
RR
Virginia(5/1/2019)
RR
Wisconsin(1/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117
Mailing Address
Phone number
(410) 363-7211
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,557 |
| AUM (Assets Under Management) | $ 3,195,898,263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
