ST
Scott M. Tusa
BUCK WEALTH STRATEGIES
HONOLULU, HI 96813
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CRD#: 5653355
ST
Professional summary
Scott Michael Tusa, AIF® is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Honolulu, Hawaii and MADISON AVENUE SECURITIES, LLC located in Honolulu, Hawaii.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Scott has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) E.A. Buck Insurance DBA E.A. Buck Financial Services; INV RELATED: YES; ADDRESS: 55 MERCHANT STREET, SUITE 2100 HONOLULU, HI 96813; NATURE: INSURANCE SALES; POSITION: INSURANCE AGENCY-INSURANCE AGENT; START DATE: 7/01/2013; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: INSURANCE AGENT 2.) MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N SUITE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 12/2019; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES. 3.) NAME: RENTAL PROPERTY; INV RELATED: NO; LOCATION: BOULDER, CO 80303; NATURE: RENTAL PROPERTY; POSITION: OWNER; START DATE: 8/2008; HOURS/MONTH: 8; TRADING HOURS/MONTH: NO; DUTIES: MANAGER 4.) NAME: BUCK WEALTH STRATEGIES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HAWAII 96813; INVESTMENT RELATED: YES; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; DUTIES: REGISTERED INVESTMENT ADVISOR ENGAGED IN ASSET MANAGEMENT SERVICES; HOURS PER WEEK: 40 HOURS; START DTATE: 07/2022
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Tusa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 11, 2023 - Present
BUCK WEALTH STRATEGIES, LLC
Office #1: 55 Merchat St. Ste 2100, Honolulu, HI 96813RIA
CRD#: 322138
HONOLULU, HI
Current
December 3, 2019 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 55 Merchant Street Suite 2100, Honolulu, HI 96813RIA
BD
CRD#: 23224
Honolulu, HI
Past
December 6, 2019 - August 21, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Honolulu, HI
Past
October 25, 2011 - December 2, 2019
SPC
RIA
CRD#: 110692
HONOLULU, HI
Past
August 2, 2011 - December 2, 2019
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
HONOLULU, HI
Past
May 19, 2011 - August 11, 2011
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/3/2019)
RR
California(12/3/2019)
RR
Colorado(12/3/2019)
RR
Hawaii(12/3/2019)
IAR
Hawaii(4/11/2023)
RR
Missouri(3/11/2024)
RR
New Mexico(6/15/2023)
IAR
Texas(4/11/2023)
RR
Virginia(12/19/2019)
RR
Washington(3/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
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Contact information
Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
