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TY

Tracy A. Young

FORTUNE FINANCIAL SERVICES
Erie, PA 16508
Some features on this profile are disabled
CRD#: 5653278
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Professional summary

Tracy Ann Young, who also goes by Tracy Ann Corner, Tracy Ann Gibbons, Tracy Ann Parker, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Erie, Pennsylvania.

Tracy is registered as a RR (Registered Representative) and started their career in finance in 2010. Tracy has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tracy Ann Corner | Tracy Ann Gibbons | Tracy Ann Parker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tracy Ann Young's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2019 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 1946 West 26th Street, Erie, PA 16508
BD
CRD#: 42150
Erie, PA
Past

June 21, 2019 - November 21, 2019

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
Erie, PA
Past

July 19, 2018 - July 23, 2019

TAYLOR CAPITAL MANAGEMENT INC.

BD
CRD#: 43559
Erie, PA
Past

June 29, 2017 - March 8, 2018

IBN FINANCIAL SERVICES, INC.

BD
CRD#: 42360
Erie, PA
Past

August 20, 2013 - June 30, 2017

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
ERIE, PA
Past

September 3, 2010 - August 26, 2013

TRUSTMONT FINANCIAL GROUP, INC.

BD
CRD#: 18312
ERIE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(11/20/2019)
RR
North Carolina
(11/20/2019)
RR
Ohio
(11/20/2019)
RR
Pennsylvania
(11/20/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 12/20/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/2/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORTUNE FINANCIAL SERVICES, INC.
FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061
Mailing Address
P.o. Box 238, Monaca, PA 15061
Phone number
(724) 846-2488
Established
Pennsylvania since 10/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DANIELS, BLAKE WILLIAMCHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO1285106
DANIELS, BRIAN LEEOWNER1213561
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150Erie, PA 16508

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