Kevin M. Williams

FULL LIFE FINANCIAL PLANNING

PEMBROKE, MA

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CRD#: 5652915

Professional summary

Kevin Michael Williams, CFP®, who also goes by Kevin Michael Williams Mr., is a registered financial advisor currently at FULL LIFE FINANCIAL PLANNING located in Pembroke, Massachusetts.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kevin has worked at 6 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Michael Williams Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kevin Williams is currently Treasurer/Clerk for the Financial Planning Association of Massachusetts. This is a volunteer position and takes up less than 10% of Mr. Williams' time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

December 10, 2020 - Present

FULL LIFE FINANCIAL PLANNING

RIA

CRD#: 309835

PEMBROKE, MA

Past

July 2, 2019 - September 12, 2019

WH CORNERSTONE INVESTMENTS INC.

RIA

CRD#: 119725

KINGSTON, MA

Past

August 29, 2016 - June 7, 2019

CAPITAL ANALYSTS

RIA

CRD#: 162200

Pembroke, MA

Past

April 25, 2016 - June 7, 2019

LINCOLN INVESTMENT

CRD#: 519

PEMBROKE, MA

Past

September 3, 2013 - March 20, 2015

FOCUS PARTNERS WEALTH, LLC

RIA

CRD#: 159289

BOSTON, MA

Past

March 31, 2009 - May 14, 2009

CATURANO WEALTH MANAGEMENT, LLC

RIA

CRD#: 125435

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/17/2016

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/10/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2016

General Securities Representative Examination

Current Firm

FULL LIFE FINANCIAL PLANNING

FULL LIFE FINANCIAL PLANNING | FULL LIFE FINANCIAL PLANNING, LLC

CRD#: 309835 / SEC#:

Massachusetts

Registered Investment Advisory firm - (12/10/2020 Approved)

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Contact information

Main Address

Pembroke, MA

Mailing Address

P. O. Box 154, Hanover, MA 02340

Phone number

(781) 829-3537

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	28
AUM (Assets Under Management)	$ 17,455,656

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin M. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

FULL LIFE FINANCIAL PLANNING

WH CORNERSTONE INVESTMENTS INC.

CAPITAL ANALYSTS

LINCOLN INVESTMENT

FOCUS PARTNERS WEALTH, LLC

CATURANO WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/17/2016

Series 65

Date: 3/10/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2016

Current Firm

FULL LIFE FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FULL LIFE FINANCIAL PLANNING

TRUST BUT VERIFY

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