Reynaldo Ortiz

EAGLE STRATEGIES LLC

VALLEY STREAM, NY

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CRD#: 5652841

Professional summary

Reynaldo Ortiz, who also goes by Reynaldo A Ortiz, Reynaldo Antonio Ortiz Mr, Reynaldo Antonio Ortiz, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Valley Stream, New York and NYLIFE SECURITIES LLC located in New York, New York.

Reynaldo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Reynaldo has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reynaldo A Ortiz | Reynaldo Antonio Ortiz Mr | Reynaldo Antonio Ortiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reynaldo Ortiz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2025 - Present

EAGLE STRATEGIES LLC

Office #2: 51 Madison Ave, New York, NY 10010

RIA

CRD#: 110826

VALLEY STREAM, NY

Current

September 10, 2025 - Present

NYLIFE SECURITIES LLC

Office #1: 51 Madison Avenue, New York, NY 10010

CRD#: 5167

New York, NY

Past

August 22, 2023 - June 17, 2025

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

Valley Stream, NY

Past

August 22, 2023 - June 17, 2025

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

April 13, 2021 - April 11, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

NEW YORK, NY

Past

April 12, 2021 - April 11, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEW YORK, NY

Past

February 13, 2019 - September 17, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WEST HEMPSTEAD, NY

Past

January 2, 2019 - September 17, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WEST HEMPSTEAD, NY

Past

May 10, 2018 - November 9, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

VALLEY STREAM, NY

Past

May 27, 2011 - April 3, 2018

BNY MELLON SECURITIES CORPORATION

CRD#: 231

UNIONDALE, NY

Past

April 9, 2009 - May 26, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/10/2025)

IAR

New York
(10/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/24/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/14/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/8/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Reynaldo Ortiz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reynaldo Ortiz's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

BNY MELLON SECURITIES CORPORATION

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2019

Series 63

Date: 4/24/2009

Series 7TO

Date: 1/14/2019

SIE

Date: 10/1/2018

Series 6

Date: 4/8/2009

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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