KH
Kenneth S. Holmes
MARTINSEN WEALTH MANAGEMENT
TEMPE, AZ 85284
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CRD#: 5652653
KH
Professional summary
Kenneth Sherman Holmes, who also goes by Kenneth S. Holmes, is a registered financial advisor currently at MARTINSEN WEALTH MANAGEMENT located in Tempe, Arizona.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kenneth has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth S. Holmes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOLMES PROPERTY MANAGEMENT LLC. POSITION: Partner - NATURE: Other - Personal Rental Property. LLC INV RELATED: Yes HOURS: 2 SEC HOURS: 0; 01/29/2013: 310 N. Schrader Ln. Tucson, AZ 85748, Tucson AZ 85748 Landlord 2) WISH FOR OUR HEROES POSITION: Area Member NATURE: I am a volunteer and help build relationships with Military Commands, helping them be aware of what the charity does in helping our active duty family fight against hardships. INV RELATED: No HOURS: 9 SEC HOURS: 9; 01/01/2017 4767 E. Camp Lowell Dr., Tucson AZ 85712; I will be helping in building relationships in Arizona by setting up meetings with Military Liasons and also assist in awareness at fundraisers. I don't make any decision nor do I write checks. 3) H&H HOLDINGS LLC POSITION: Owner - NATURE: Limited Liability Company - INV RELATED: Yes HOURS: 2 SEC HOURS: 0; 01/01/2009 4767 E. Camp Lowell Dr. Tucson, AZ 85712, Tucson AZ 85712 : Landlord 4) FROG IT AZ POSITION: Owner NATURE: DBA for me as an individual INV RELATED: No HOURS: 10 SEC HOURS: 2; 08/01/2019 310 N Schrader Ln, Tucson AZ 85748, I make educational/review video's for Youtube, Instagram. Currently I don't make any money for this but I hope to help provide useful information on DIY projects around the house, cars etc. 5) HOLMES PROPERTY MANAGEMENT LLC. POSITION: Partner - NATURE: Other - Personal Rental Property. LLC INVE RELATED: Yes HOURS: 3 SEC HOURS: 0; 01/29/2013 310 N. Schrader Ln. Tucson, AZ 85748, Tucson AZ 85748, Landlord 6) WALTER HOLMES CLU, INC. POSITION: President NATURE: Walter Holmes CLU, INC. is the corporation name for the company. The DBA is Holmes Financial Services. This business services client by providing Insurance products, Fixed Annuity business and collection of trust data for Trusts to be drawn for clients. INV RELATED: No HOURS: 25 SEC HOURS: 25; 06/15/2009 4767 E. Camp Lowell Dr., Tucson AZ 85712, As owner/President I meet with clients to review and discuss options for them and over see the Employees of the company. Run payroll and manage the company. 7) HOLMES FINANCIAL SERVICES POSITION: Owner - NATURE: DBA INVESTMENT RELATED: No HOURS: 40 SECURITIES TRADING HOURS: 40; 12/31/2002 4767 E. Camp Lowell Dr. Tucson, AZ 85712, Tucson AZ 85712 DESCRIPTION: Insurance advisory services 8) SOFA POSITION: volunteer NATURE: Non Profit 501(c)(3) membership in which I will be volunteering my time to help provide financial education through informational workshops that may be presented to individuals, companies and organizations by webinars and or in person workshops. INVESTMENT RELATED: No HOURS: 3 SECURITIES TRADING HOURS: 1; 04/30/2020 4767 E. Camp Lowell Dr., Tucson AZ 85712 DESCRIPTION: I will be a presenter during educational seminars, workshops or webinars. All the materials to be used in these seminars will be pre-approved by the Compliance Department.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Sherman Holmes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2024 - Present
MARTINSEN WEALTH MANAGEMENT
Office #1: 7855 S. River Parkway Suite 206, Tempe, AZ 85284RIA
CRD#: 332433
TEMPE, AZ
Past
November 18, 2021 - January 6, 2025
FIRST ADVISORS NATIONAL, LLC
RIA
CRD#: 166212
Tucson, AZ
Past
September 18, 2009 - November 2, 2021
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
TUCSON, AZ
Past
July 28, 2009 - November 2, 2021
FSC SECURITIES CORPORATION
BD
CRD#: 7461
TUCSON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARTINSEN WEALTH MANAGEMENT
MARTINSEN WEALTH ADVISORY SOLUTIONS, LLC | MARTINSEN WEALTH MANAGEMENT, LLC | MARTINSEN WEALTH MANAGEMENT
CRD#: 332433 / SEC#: 801-130933
RIA
Registered Investment Advisory firm - (8/16/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MARTINSEN WEALTH MANAGEMENT
MARTINSEN WEALTH ADVISORY SOLUTIONS, LLC | MARTINSEN WEALTH MANAGEMENT, LLC | MARTINSEN WEALTH MANAGEMENT
CRD#: 332433 / SEC#: 801-130933
RIA
Registered Investment Advisory firm - (8/16/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7855 S. River Parkway Suite 206, Tempe, AZ 85284
Mailing Address
Phone number
(480) 550-6556
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 636 |
| AUM (Assets Under Management) | $ 102,335,147 |
Red Flags
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