William J. Rhind
Professional summary
William John Grant Rhind, who also goes by Will Rhind, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2009. William has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William John Grant Rhind's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 250 Broadway 24th Floor, New York, NY 10007May 15, 2017 - December 31, 2020
FORESIDE FUND SERVICES, LLC
September 23, 2015 - February 17, 2016
FORESIDE FUND SERVICES, LLC
June 18, 2009 - September 16, 2013
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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