Benton H. Barron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benton Harrison Barron JR, who also goes by Benton Harrison Barron, was a registered financial professional .
Benton is a previously registered financial professional and started their career in finance in 2013. Benton had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2019 - February 5, 2022
ALIGHT FINANCIAL ADVISORS, LLC
December 12, 2019 - February 5, 2022
ALIGHT FINANCIAL SOLUTIONS, LLC
February 23, 2016 - November 13, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 15, 2014 - November 13, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 15, 2013 - June 26, 2014
EDWARD JONES
June 25, 2013 - June 26, 2014
EDWARD JONES
Primary Firm SEC Registration
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197,089 |
| AUM (Assets Under Management) | $ 30,882,928,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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