Arthur C. Dancel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Cruz Dancel, who also goes by Arthur Dancel, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 2009. Arthur had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2019 - December 23, 2019
ELEVENHEIMER GROUP LLC
February 27, 2018 - November 27, 2018
TD AMERITRADE, INC.
February 26, 2018 - November 27, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - November 27, 2018
TD AMERITRADE, INC.
May 31, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 31, 2016 - February 26, 2018
SCOTTRADE, INC.
March 19, 2010 - March 24, 2016
NEWBRIDGE SECURITIES CORPORATION
May 11, 2009 - November 10, 2009
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ELEVENHEIMER GROUP LLC
CRD#: 286570 / SEC#:
Contact information
Red Flags
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