Damian Palfini
CAVALOT CAPITAL
Truckee, CA 96161
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CRD#: 5652126
Professional summary
Damian Palfini, CFP® is a registered financial advisor currently at CAVALOT CAPITAL located in Truckee, California.
Damian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Damian has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since March 2021, Damian Palfini provides marketing and technology consulting services to Palfini Financial, located at 1320 Yuba Street, Suite 106, Redding, CA 96001. Palfini Financial offers asset management and financial planning through SagePoint Financial, Inc., member FINRA/SIPC and a registered investment advisor. Damian Palfini's role with Palfini Financial is not investment-related. He is an independent contractor that assists Palfini Financial with Marketing and maintaining their Technology systems. Marketing includes maintenance and design of company website, managing pre-approved social media and email engagement content, graphic design work and maintaining their Google Ads account. Technology systems support includes setup and maintenance of online scheduling software, search engine optimization (SEO) of company website, providing digital templates and worksheets in addition to general technology support on non investment-related technology utilized by the firm. Damian Palfini devotes approximately 4 hours per week to these duties, none of which occur during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Damian Palfini's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 12, 2021 - Present
CAVALOT CAPITAL
Office #1: 10266 Truckee Airport Rd Ste C, Truckee, CA 96161RIA
CRD#: 312088
Truckee, CA
Past
April 6, 2009 - February 26, 2021
OSAIC SERVICES, INC.
BD
CRD#: 133763
REDDING, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/9/2021)
IAR
Louisiana(1/25/2022)
IAR
Nevada(11/21/2024)
IAR
Oregon(10/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CAVALOT CAPITAL
CAVALOT CAPITAL | CAVALOT CAPITAL LLC
CRD#: 312088 / SEC#:
California
Registered Investment Advisory firm - (7/9/2021 Approved)Colorado
Registered Investment Advisory firm - (1/23/2023 Terminated)Louisiana
Registered Investment Advisory firm - (1/25/2022 Approved)Nevada
Registered Investment Advisory firm - (5/29/2024 Approved)Oregon
Registered Investment Advisory firm - (10/25/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10266 Truckee Airport Rd Ste C, Truckee, CA 96161
Mailing Address
Phone number
(720) 238-0153
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 277 |
| AUM (Assets Under Management) | $ 57,398,294 |
Red Flags
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