Oliver C. Joseph

WALL STREET CAPITAL ADVISORS

Ladue, MO 63124

Some features on this profile are disabled

CRD#: 5651974

Professional summary

Oliver Curtis Joseph is a registered financial advisor currently at WALL STREET CAPITAL ADVISORS, LLC located in Ladue, Missouri.

Oliver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Oliver has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver Curtis Joseph's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2010 - Present

WALL STREET CAPITAL ADVISORS, LLC

Office #1: 9909 Clayton Rd Ste Ll1, Ladue, MO 63124

RIA

CRD#: 150334

Ladue, MO

Past

January 5, 2010 - December 31, 2024

WALL STREET CAPITAL ADVISORS, LLC

RIA

CRD#: 150334

LADUE, MO

Past

March 12, 2009 - June 10, 2009

WALL STREET CAPITAL CORPORATION

RIA

CRD#: 13847

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/5/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2009

Uniform Investment Adviser Law Examination

Current Firm

WALL STREET CAPITAL ADVISORS, LLC

CRD#: 150334 / SEC#:

Illinois

Registered Investment Advisory firm - (2/14/2007 Approved)

Missouri

Registered Investment Advisory firm - (3/27/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9909 Clayton Rd Ste Ll1, Ladue, MO 63124-1184

Mailing Address

1303 Oaktree Estates Ct., Chesterfield, MO 63124-1184

Phone number

(636) 778-1225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 3,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Oliver C. Joseph

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Oliver Curtis Joseph's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALL STREET CAPITAL ADVISORS, LLC

WALL STREET CAPITAL ADVISORS, LLC

WALL STREET CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2009

Current Firm

WALL STREET CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WALL STREET CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors