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William Howard

EAGLE STRATEGIES
BELLEVUE, WA
·CRD# 5651139·17 years experience

Professional Summary

William Howard, who also goes by William Guy Howard, Billy Howard, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bellevue, Washington and NYLIFE SECURITIES LLC located in Bellevue, Washington. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. William has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Guy Howard, Billy Howard

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

EAGLE STRATEGIES LLC·CRD# 110826
RIA
10885 Ne 4th Street Suite 1400, Bellevue, WA 98004
May 13, 2026 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
10885 Ne 4th Street Suite 1400, Bellevue, WA 98004
April 2, 2026 - Present
AVANTIA INVESTMENT SERVICES, LLC·CRD# 307869
RIA
Seattle, WA
January 2, 2024 - May 12, 2025
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Seattle, WA
May 25, 2023 - June 14, 2023
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Seattle, WA
May 25, 2023 - June 14, 2023
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Seattle, WA
April 13, 2017 - June 1, 2023
OPPENHEIMER & CO. INC.·CRD# 249
BD
Seattle, WA
April 13, 2017 - June 1, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Seattle, WA
January 23, 2012 - April 17, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Seattle, WA
January 23, 2012 - April 17, 2017
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Seattle, WA
March 11, 2010 - January 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Seattle, WA
November 26, 2009 - January 25, 2012

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[SOLA (Support of Old Lady Artists); Not investment related; PO Box 17552, Seattle, WA 98127; non-profit organization; Teasurer and Finance Committee member; Board Member; start 08/2023; 4 hours per month, 0 hours during securities trading hours; Establish investment committee and investment policy statement and request for proposal to a number of financial advisors for management of non-profit investment accounts.] [ Museum of Northwest Art (MoNA); Not investment related; 121 South First Street, PO Box 969, La Conner, Washington 98257; The mission of the Museum of Northwest Art collects, preserves, interprets and exhibits art created in the Pacific Northwest, supports artists, and strives to integrate art into the lives of all people. MoNA collects and exhibits contemporary art from across the Northwest, including Alaska, British Columbia, California, Idaho, Montana, Oregon and Washington. MoNA's Education Department provides an inclusive environment and stimulating programming that supports the development and expression of all people; Board Member; start 09/2025; 4 hours per month, 0 hours during securities trading hours; Board Member/ Committee Member - Member of the Board of Trustees sitting on collections committee and finance committee.] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 10885 NE 4th Street #4, Suite 1400, Bellevue, WA 980004; start 01/2026; commissions; 10 hours per month, 5 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF BOND FINANCIAL PLLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (BELLEVUE, WA); START DATE: 08/2026]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Washington
(4/29/2026)
IAR
Washington
(5/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view William Howard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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