Brett M. Hogue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Martin Hogue, who also goes by Brett Hogue, was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 2009. Brett had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2011 - March 17, 2017
USAA FINANCIAL PLANNING SERVICES
September 23, 2011 - March 17, 2017
USAA FINANCIAL ADVISORS, INC.
February 1, 2011 - September 8, 2011
ALLSTATE FINANCIAL SERVICES, LLC
December 8, 2010 - January 11, 2011
MSI FINANCIAL SERVICES, INC.
April 8, 2009 - January 11, 2011
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
