Litzbeth Abrahams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Litzbeth Abrahams was a registered financial professional .
Litzbeth is a previously registered financial professional and started their career in finance in 2009. Litzbeth had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2021 - December 26, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 29, 2021 - December 26, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 30, 2018 - August 27, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
August 29, 2018 - August 27, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
August 20, 2015 - July 6, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
May 15, 2015 - July 6, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
April 13, 2012 - November 5, 2013
SPC
December 20, 2011 - November 5, 2013
PARKLAND SECURITIES, LLC
October 3, 2011 - December 20, 2011
ALLIED BEACON PARTNERS, INC.
June 24, 2011 - September 30, 2011
WORKMAN SECURITIES CORPORATION
June 14, 2011 - September 30, 2011
WORKMAN SECURITIES CORPORATION
June 22, 2009 - August 5, 2009
EDWARD JONES
May 22, 2009 - August 5, 2009
EDWARD JONES
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,107,860 |
| AUM (Assets Under Management) | $ 390,042,864,529 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
