Damien A. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damien Alphonso Robertson, CFP®, who also goes by Damien A Robertson, Damien Alphonso Robertson, was a registered financial professional .
Damien is a previously registered financial professional and started their career in finance in 2009. Damien had worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2022 - August 8, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 2, 2022 - August 7, 2023
FIDELITY BROKERAGE SERVICES LLC
January 28, 2020 - December 31, 2020
PFS INVESTMENTS INC.
September 20, 2019 - December 31, 2019
PFS INVESTMENTS INC.
September 20, 2019 - December 31, 2019
PFS INVESTMENTS INC.
January 4, 2017 - September 26, 2017
NAVY FEDERAL INVESTMENT SERVICES, LLC
February 4, 2015 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
February 4, 2015 - September 26, 2017
NAVY FEDERAL INVESTMENT SERVICES, LLC
July 29, 2013 - January 22, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 2013 - January 22, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2013 - July 22, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.
March 25, 2013 - July 22, 2013
T. ROWE PRICE INVESTMENT SERVICES, INC.
June 27, 2011 - February 19, 2013
NAVY FEDERAL ASSET MANAGEMENT, LLC
January 4, 2010 - February 19, 2013
NAVY FEDERAL INVESTMENT SERVICES, LLC
June 29, 2009 - December 15, 2009
WADDELL & REED
June 3, 2009 - December 15, 2009
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
