Fabio J. Dicecca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabio Joseph Dicecca, who also goes by Fabio Dicecca, was a registered financial professional .
Fabio is a previously registered financial professional and started their career in finance in 2011. Fabio had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2019 - October 7, 2022
PREDEX CAPITAL MANAGEMENT, LLC
April 20, 2018 - June 28, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 20, 2018 - June 28, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 27, 2017 - March 30, 2018
DFPG INVESTMENTS, LLC
April 4, 2017 - April 2, 2018
AMERICAN FINANCIAL NETWORK ADVISORY SERVICES, LLC
March 20, 2017 - November 8, 2017
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
January 27, 2017 - March 24, 2017
SCOTTRADE INVESTMENT MANAGEMENT
June 24, 2011 - March 24, 2017
SCOTTRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PREDEX CAPITAL MANAGEMENT, LLC
CRD#: 167351 / SEC#: 801-77936
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 159,227,913 |
Red Flags
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