Andrew Goodman
Professional summary
Andrew Goodman was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew Goodman was a registered financial advisor .
Andrew is a previously registered financial advisor and started their career in finance in 2009. Andrew had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2015 - September 13, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 6, 2014 - October 7, 2015
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2014 - October 7, 2015
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2012 - January 2, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 2, 2014
J.P. MORGAN SECURITIES LLC
March 11, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 11, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 29, 2009 - March 9, 2011
EDWARD JONES
May 5, 2009 - March 9, 2011
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SENIOR VICE PRESIDENT, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SENIOR VICE PRESIDENT, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | EXECUTIVE VICE PRESIDENT, HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
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