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Jennifer J. Dashek

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CRD#: 5649905
JD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Jean Dashek, who also goes by Jennifer Dashek, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2011. Jennifer had worked at 6 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jennifer Dashek

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 3, 2018 - September 8, 2020

PALAFOX TRADING LLC

BD
CRD#: 131114
MIAMI, FL
Past

April 3, 2018 - September 8, 2020

CITADEL SECURITIES LLC

BD
CRD#: 116797
MIAMI, FL
Past

April 3, 2018 - September 8, 2020

CITADEL SECURITIES INSTITUTIONAL LLC

BD
CRD#: 281102
MIAMI, FL
Past

April 3, 2018 - September 8, 2020

CITADEL CLEARING LLC

BD
CRD#: 172693
MIAMI, FL
Past

October 4, 2011 - January 27, 2017

OBD SECURITIES LLC

BD
CRD#: 153008
CHICAGO, IL
Past

February 1, 2011 - September 12, 2011

PEAK6 CAPITAL MANAGEMENT LLC

BD
CRD#: 43773
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 10/3/2011
Financial and Operations Principal Examination

Current Firm


PT
PALAFOX TRADING LLC
PALAFOX TRADING LLC

CRD#: 131114 / SEC#: , 8-66420

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 01/16/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PALAFOX HOLDCO LLCMEMBER
CARROLL, SEAN VINCENTCHIEF EXECUTIVE OFFICER2518443
CARROLL, SEAN VINCENTCHIEF COMPLIANCE OFFICER2518443
CITADEL ADVISORS LLCMANAGER
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PALAFOX TRADING LLC

CRD#: 131114

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