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MW

Matthew T. Werner

RSW INVESTMENTS
SUMMIT, NJ 07901
Some features on this profile are disabled
CRD#: 5649837
MW

Professional summary

Matthew Taylor Werner is a registered financial advisor currently at RSW INVESTMENTS located in Summit, New Jersey.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Taylor Werner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2019 - Present

RSW INVESTMENTS

Office #1: 47 Maple Street Suite 304, Summit, NJ 07901
RIA
CRD#: 302023
SUMMIT, NJ
Past

March 22, 2018 - May 22, 2019

RSW INVESTMENTS, LLC

RIA
CRD#: 134261
SUMMIT, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RSW INVESTMENTS
RSW INVESTMENTS | RSW INVESTMENTS HOLDINGS, LLC | RSW INVESTMENTS HOLDINGS LLC

CRD#: 302023 / SEC#: 801-115302

RIA
Registered Investment Advisory firm - (5/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(5/28/2019)

Exams

Current Firm

RI
RSW INVESTMENTS
RSW INVESTMENTS | RSW INVESTMENTS HOLDINGS, LLC | RSW INVESTMENTS HOLDINGS LLC

CRD#: 302023 / SEC#: 801-115302

RIA
Registered Investment Advisory firm - (5/17/2019 Approved)
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Contact information

Main Address
47 Maple Street Suite 304, Summit, NJ 07901
Mailing Address
Phone number
(908) 273-4311
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RSW INVESTMENTS HOLDINGS LLC FORM ADV PART 2 (2/27/2025)

Regulatory assets under management

Total Number of Accounts1,692
AUM (Assets Under Management)$ 2,365,937,595

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RSW INVESTMENTS

CRD#: 302023Summit, NJ 07901

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