RC
Richard Chin
ATOMIC BROKERAGE LLC
New York, NY 10006
Some features on this profile are disabled
CRD#: 5649624
RC
Professional summary
Richard Chin, who also goes by Jui Hsien Chin, Richard Jui Hsien Chin, is a registered financial professional currently at ATOMIC BROKERAGE LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2009. Richard has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jui Hsien Chin | Richard Jui Hsien Chin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Richard Chin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2025 - Present
ATOMIC BROKERAGE LLC
Office #1: 107 Greenwich Street 21st Floor, New York, NY, 10006BD
CRD#: 315263
New York, NY
Past
March 23, 2009 - September 9, 2025
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
Iselin, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/15/2025)
RR
Alaska(9/15/2025)
RR
Arizona(9/15/2025)
RR
Arkansas(9/15/2025)
RR
California(9/15/2025)
RR
Colorado(9/15/2025)
RR
Connecticut(9/15/2025)
RR
Delaware(9/15/2025)
RR
District of Columbia(9/15/2025)
RR
Florida(9/15/2025)
RR
Georgia(9/15/2025)
RR
Hawaii(9/15/2025)
RR
Idaho(9/15/2025)
RR
Illinois(9/15/2025)
RR
Indiana(9/15/2025)
RR
Iowa(9/15/2025)
RR
Kansas(9/15/2025)
RR
Kentucky(9/15/2025)
RR
Louisiana(9/15/2025)
RR
Maine(9/15/2025)
RR
Maryland(9/15/2025)
RR
Massachusetts(9/15/2025)
RR
Michigan(9/15/2025)
RR
Minnesota(9/15/2025)
RR
Mississippi(9/15/2025)
RR
Missouri(9/15/2025)
RR
Montana(9/15/2025)
RR
Nebraska(9/15/2025)
RR
Nevada(9/15/2025)
RR
New Hampshire(9/15/2025)
RR
New Jersey(9/15/2025)
RR
New Mexico(9/15/2025)
RR
New York(9/15/2025)
RR
North Carolina(9/15/2025)
RR
North Dakota(9/15/2025)
RR
Ohio(9/15/2025)
RR
Oklahoma(9/15/2025)
RR
Oregon(9/15/2025)
RR
Pennsylvania(9/15/2025)
RR
Puerto Rico(9/15/2025)
RR
Rhode Island(9/15/2025)
RR
South Carolina(9/15/2025)
RR
South Dakota(9/15/2025)
RR
Tennessee(9/15/2025)
RR
Texas(9/15/2025)
RR
Utah(9/15/2025)
RR
Vermont(9/15/2025)
RR
Virgin Islands(9/15/2025)
RR
Virginia(9/15/2025)
RR
Washington(9/15/2025)
RR
West Virginia(9/15/2025)
RR
Wisconsin(9/15/2025)
RR
Wyoming(9/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AB
ATOMIC BROKERAGE LLC
ATOMIC BROKERAGE | ATOMIC BROKERAGE LLC
CRD#: 315263 / SEC#: , 8-70799
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
107 Greenwich Street 21st Floor, New York, NY 10006
Mailing Address
107 Greenwich Street 21st Floor, New York, NY 10006
Phone number
(212) 419-5037
Established
Delaware since 06/01/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
