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Michael J. Lukin
ROC PARTNERS (US) LLC
Sydney NSW, 2000
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CRD#: 5649529
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Professional summary
Michael John Lukin, who also goes by Michael Lukin, is a registered financial advisor currently at ROC PARTNERS (US) LLC .
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Lukin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Lukin serves as a Director for the following related entities of Roc Capital. These entities act as corporate trustee to the various Roc private funds, which are structured as "managed investment trusts". Approximately 2 hours are devoted to each on a monthly basis: Roc Alternative Investment Pty Limited, Roc Asset Management Pty Limited, Roc Investment Services Pty Limited, Roc Management Services Pty Limited, Roc Harvest Pty Limited, Roc GAM Pty Limited, Roc Summit Finance Pty Limited, Roc Summit Investment Pty Limited and Roc Raise Pty Limited. In addition, Mr. Lukin serves as a Director to the following entities (unaffiliated entities of Roc Capital) in a personal role. The time devoted per month is minimal and is not devoted during securities trading hours. IAG Holdings Pty Limited, Australia's Oyster Coast Pty Limited, Stone Axe Pastoral Company Pty Limited, Story House Early Learning Pty Limited, and Hirepool Group Limited.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Lukin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2024 - Present
ROC PARTNERS (US) LLC
Office #1: Level 4 11 Young Street, Sydney Nsw 2000RIA
CRD#: 333044
Sydney NSW,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
ROC PARTNERS (US) LLC
ROC PARTNERS | ROCUS | ROC PARTNERS (US) LLC
CRD#: 333044 / SEC#: 801-131317
RIA
Registered Investment Advisory firm - (10/28/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(11/18/2024)
Exams
Current Firm
RP
ROC PARTNERS (US) LLC
ROC PARTNERS | ROCUS | ROC PARTNERS (US) LLC
CRD#: 333044 / SEC#: 801-131317
RIA
Registered Investment Advisory firm - (10/28/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Level 4 11 Young Street, Sydney Nsw 2000
Mailing Address
Phone number
61290991900
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 105,377,101 |
Red Flags
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