Duane J. Gillman

EVERHART ADVISORS

Miamisburg, OH 45342

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CRD#: 5649117

Professional summary

Duane Jerrod Gillman, AIF®, CFP®, who also goes by Dj Gillman, is a registered financial advisor currently at EVERHART ADVISORS located in Miamisburg, Ohio.

Duane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Duane has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dj Gillman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2)NOTARY PUBLIC~NON INVESTMENT RELATED~2 PRESTIGE PLACE, SUITE 130, MIAMISBURG, OH 45342~FEBRUARY 2014~LESS THAN 1HR PER MONTH~LESS THAN 1HR PER MONTH DURING MARKET~OCCASIONALLY I NOTARIZE DOCUMENTS, BUT I NEVER CHARGE - - - - - - - - - - -

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duane Jerrod Gillman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

March 4, 2016 - Present

EVERHART ADVISORS

Office #1: 2 Prestige Place Suite 130, Miamisburg, OH 45342

RIA

CRD#: 107091

Miamisburg, OH

Past

November 1, 2013 - June 27, 2018

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

MIAMISBURG, OH

Past

November 1, 2013 - March 30, 2020

NEWEDGE SECURITIES, LLC

CRD#: 10674

MIAMISBURG, OH

Past

December 23, 2011 - November 27, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

DAYTON, OH

Past

April 9, 2009 - November 27, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERHART ADVISORS

CRD#: 107091 / SEC#: 801-50786

RIA

Registered Investment Advisory firm - (12/21/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/8/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EVERHART ADVISORS

CRD#: 107091 / SEC#: 801-50786

RIA

Registered Investment Advisory firm - (12/21/1995 Approved)

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Contact information

Main Address

5200 Rings Road, Dublin, OH 43017

Mailing Address

Phone number

(614) 717-9705

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERHART ADVISORS ADV PART 2A (9/12/2025)

Regulatory assets under management

Total Number of Accounts	5,483
AUM (Assets Under Management)	$ 1,874,701,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Duane J. Gillman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Duane Jerrod Gillman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

EVERHART ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2011

Series 63

Date: 10/13/2010

SIE

Date: 10/1/2018

Series 6

Date: 4/8/2009

Current Firm

EVERHART ADVISORS

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVERHART ADVISORS

TRUST BUT VERIFY

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