JM
Jon E. Maitz
HORNOR, TOWNSEND & KENT
Allentown, PA 18104
Some features on this profile are disabled
CRD#: 5649049
JM
Professional summary
Jon Edward Maitz, ChFC®, CLU®, who also goes by Jon Maitz, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Allentown, Pennsylvania.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jon has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jon Maitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428 | START DATE: 05/2014 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF LIFE, ACCIDENT, HEALTH/DI AND ANNUITY CLIENT ACCOUNTS. 2) RENTAL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PARTNER | ADDRESS: 1065 3RD ST WHITEHALL PA 18052 | START DATE: 9/1/2022 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: COLLECT RENTS. 3)RENTAL REAL ESTATE | POSITION: MINORITY SHAREHOLDER | NATURE: MINORITY SHARE IN A LLC THAT OPERATES RENTAL REAL ESTATE. | INVESTMENT RELATED: NO NUMBER OF HOURS: 1 |SECURITIES TRADING HOURS: 0 | START DATE: 05/01/2023 | ADDRESS: 333/331 ROLLING MILL AVE, TAMAQUA PA 18252, UNITED STATES | DESCRIPTION: I WOULD LIKE TO BECOME A MINORITY SHAREHOLDER IN AN LLC THAT IS IN THE RENTAL REAL ESTATE BUSINESS. 4)AURELIUS LEGACY PARTNERS POSITION: INTERNAL RESOURCE NATURE: FINANCIAL PLANNING INVESTMENT RELATED: NO NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/31/2023 ADDRESS: 1925 CENTURY PARK E, SUITE 1700, LOS ANGELES CA 90067, UNITED STATES DESCRIPTION: CREATION OF FINANCIAL PLANS AND INPUTTING OF DATA. 5)RENTAL REAL ESTATE | POSITION: PROPRIETOR/OWNER | NATURE: RENTAL PROPERTY OWNER | INVESTMENT RELATED: YES | NUMBER OF HOURS: 2 | SECURITIES TRADING HOURS: 0 | START DATE: 11/20/2023 | ADDRESS: 6310 LIMEPORT PIKE, COOPERSBURG PA 18036 | DESCRIPTION: I OWN THE PROPERTY I PURCHASED TO BE USED AS RENTAL REAL ESTATE. I AM IN THE PROCESS OF HIRING A PROPERTY MANAGER TO HANDLE THE DAY TO DAY ACTIVITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Edward Maitz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jon Edward Maitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 13, 2014 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1550 Pond Road Suite 140, Allentown, PA 18104Office #2: 161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Allentown, PA
Current
May 12, 2014 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1550 Pond Road Suite 140, Allentown, PA 18104Office #2: 161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Allentown, PA
Past
August 14, 2012 - April 14, 2014
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ALLENTOWN, PA
Past
July 12, 2012 - April 14, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ALLENTOWN, PA
Past
January 5, 2010 - July 13, 2012
NEW ENGLAND SECURITIES
RIA
CRD#: 615
NEWTOWN SQUARE, PA
Past
April 6, 2009 - July 13, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEWTOWN SQUARE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/9/2016)
RR
New Jersey(5/12/2014)
RR
North Carolina(5/12/2014)
RR
Pennsylvania(5/12/2014)
IAR
Pennsylvania(6/13/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Allentown, PA 18104TRUST BUT VERIFY
Monitor Jon Maitz
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
