Charles J. Dzama
Professional summary
Charles Jude Dzama, who also goes by Charles Dzama, is a registered financial advisor currently at CDFINANCIAL located in San Juan Capistrano, California.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Charles has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Jude Dzama's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2016 - Present
CDFINANCIAL
Office #1: 30270 Rancho Viejo Rd Suite D, San Juan Capistrano, CA 92675-1556October 25, 2012 - December 31, 2015
CDFINANCIAL
April 18, 2012 - June 25, 2012
ASPEN FINANCIAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2016)
(5/25/2018)
(10/1/2019)
(12/30/2019)
Current Firm
CDFINANCIAL
CRD#: 165317 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 259 |
| AUM (Assets Under Management) | $ 81,000,000 |
Red Flags
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