Maxwell B. Heller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxwell Brandon Heller, who also goes by Maxwell Heller, was a registered financial professional .
Maxwell is a previously registered financial professional and started their career in finance in 2009. Maxwell had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2015 - December 7, 2017
HJ WEALTH MANAGEMENT LLC
December 16, 2009 - January 27, 2014
HJ WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
HJ WEALTH MANAGEMENT LLC
CRD#: 139160 / SEC#: 801-67834
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
