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GM

Graham K. Morrell

GILMARTIN FINANCIAL
New York, NY 10019
Some features on this profile are disabled
CRD#: 5648351
GM

Professional summary


Graham Kenneth Morrell, who also goes by Graham K Morrell, is a registered financial professional currently at GILMARTIN FINANCIAL located in New York, New York.

Graham is registered as a RR (Registered Representative) and started their career in finance in 2009. Graham has worked at 5 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Graham K Morrell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Graham Kenneth Morrell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 29, 2025 - Present

GILMARTIN FINANCIAL

Office #1: 650 Fifth Ave. Ste 2720, New York, NY 10019
BD
CRD#: 312622
New York, NY
Past

November 8, 2012 - March 23, 2016

TROUT CAPITAL LLC

BD
CRD#: 131489
WALTHAM, MA
Past

March 2, 2010 - November 9, 2012

OTR GLOBAL TRADING LLC

BD
CRD#: 138116
BOSTON, MA
Past

May 14, 2009 - February 23, 2010

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

March 20, 2009 - June 5, 2009

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(9/29/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 8/29/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 9/26/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/10/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GF
GILMARTIN FINANCIAL
GILMARTIN FINANCIAL | GILMARTIN FINANCIAL LLC

CRD#: 312622 / SEC#: , 8-70713

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
60 E Sir Francis Drake Blvd., Suite 208, Larkspur, CA 94939
Mailing Address
60 E Sir Francis Drake Blvd., Suite 208, Larkspur, CA 94939
Phone number
(415) 937-5400
Established
California since 01/08/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
LEWIS, LYNN CHRISTINECEO, CCO, EXECUTIVE REPRESENTATIVE
BRANT, DAVID ROBERTFINOP, POO AND PFO2718478

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GILMARTIN FINANCIAL

CRD#: 312622New York, NY 10019

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