Linh T. Dang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linh Tuyet Dang, who also goes by Linh T Dang, Linh Dang, was a registered financial professional .
Linh is a previously registered financial professional and started their career in finance in 2011. Linh had worked at 5 firms and has passed the SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2017 - December 6, 2018
SEVEN POINTS CAPITAL, LLC
June 19, 2015 - January 2, 2018
T3 TRADING GROUP, LLC
February 13, 2015 - August 7, 2015
QUASAR TRADING, LLC
May 14, 2012 - January 8, 2014
WTS PROPRIETARY TRADING GROUP LLC
May 3, 2011 - May 17, 2012
LEGEND TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 12/16/2011
Proprietary Trader Qualification ExaminationCurrent Firm
SEVEN POINTS CAPITAL, LLC
CRD#: 144211 / SEC#: , 8-67644
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
