Benjamin P. Macdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Peter Macdonald was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2009. Benjamin had worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2019 - January 25, 2024
BLOOMBERG TRADEBOOK LLC
June 11, 2012 - September 29, 2017
BLOOMBERG TRADEBOOK LLC
June 22, 2009 - February 12, 2010
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
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Exams
Current Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
