Robert J. Gole

OSAIC WEALTH

Bethesda, MD 20814

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CRD#: 5648135

Professional summary

Robert John Gole, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Bethesda, Maryland.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Robert has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CAPITAL HARVEST WEALTH PARTNERS, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 07/13/2018 ADDRESS: 4350 East West Highway, Suite 510, Bethesda MD 20814, United States DESCRIPTION: Financial Advisor offering Fixed Annuities and Insurance 2) CAPITAL HARVEST REAL ESTATE INVESTMENT, LLC POSITION: Managing Partner NATURE: LLC - Sole ownership - owning rental property that is leased to Capital Harvest Wealth Partners INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/15/2021 ADDRESS: 4350 East West Hwy, Suite 510, Bethesda MD 20814, United States DESCRIPTION: Managing lease and paying bills

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Gole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Robert John Gole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 4350 East West Hwy Suite 510, Bethesda, MD 20814Office #2: 2939 Olney Sandy Spring Rd Suite A, Olney, MD 20832

RIA

CRD#: 23131

Bethesda, MD

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 4350 East West Hwy Suite 510, Bethesda, MD 20814Office #2: 2939 Olney Sandy Spring Rd Suite A, Olney, MD 20832

RIA

CRD#: 23131

Bethesda, MD

Past

July 11, 2018 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

Bethesda, MD

Past

July 11, 2018 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Bethesda, MD

Past

January 28, 2015 - July 12, 2018

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Olney, MD

Past

January 2, 2015 - July 11, 2018

CAPITAL ONE INVESTING, LLC

CRD#: 45744

McLean, VA

Past

April 26, 2010 - January 28, 2015

CAPITAL ONE FINANCIAL ADVISORS LLC

RIA

CRD#: 127236

MELVILLE, NY

Past

April 26, 2010 - January 2, 2015

CAPITAL ONE INVESTMENT SERVICES LLC

CRD#: 25658

FREDERICK, MD

Past

May 1, 2009 - May 7, 2010

CHEVY CHASE FINANCIAL SERVICES

RIA

CRD#: 14894

BETHESDA, MD

Past

April 3, 2009 - May 1, 2010

CHEVY CHASE FINANCIAL SERVICES

CRD#: 14894

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/19/2024)

California
(1/19/2024)

Colorado
(1/19/2024)

Connecticut
(1/19/2024)

IAR

Connecticut
(1/19/2024)

Delaware
(1/19/2024)

IAR

Delaware
(1/19/2024)

District of Columbia
(1/19/2024)

IAR

District of Columbia
(1/19/2024)

Florida
(1/19/2024)

IAR

Florida
(1/19/2024)

Georgia
(1/19/2024)

Louisiana
(1/19/2024)

Maine
(1/19/2024)

Maryland
(1/19/2024)

IAR

Maryland
(1/19/2024)

Nevada
(3/31/2025)

New Mexico
(1/19/2024)

New York
(1/19/2024)

North Carolina
(1/19/2024)

IAR

North Carolina
(1/19/2024)

Ohio
(1/19/2024)

Pennsylvania
(1/19/2024)

IAR

Pennsylvania
(1/19/2024)

South Carolina
(1/19/2024)

Texas
(1/19/2024)

Utah
(1/19/2024)

Virginia
(1/19/2024)

IAR

Virginia
(1/19/2024)

Washington
(1/19/2024)

West Virginia
(1/19/2024)

Wisconsin
(1/19/2024)

Wyoming
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Gole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Gole's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert John Gole's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

CAPITAL ONE FINANCIAL ADVISORS LLC

CAPITAL ONE INVESTMENT SERVICES LLC

CHEVY CHASE FINANCIAL SERVICES

CHEVY CHASE FINANCIAL SERVICES

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2009

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2009

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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