RD
Ryan Driscoll
TCW FUNDS DISTRIBUTORS LLC
Boston, MA 02116
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CRD#: 5647878
RD
Professional summary
Ryan Driscoll is a registered financial professional currently at TCW FUNDS DISTRIBUTORS LLC located in Boston, Massachusetts.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Driscoll's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2025 - Present
TCW FUNDS DISTRIBUTORS LLC
Office #1: The John Hancock Tower 200 Clarendon St 51st Floor, Boston, MA, 02116BD
CRD#: 16670
Boston, MA
Past
May 9, 2023 - May 7, 2025
FORESIDE FINANCIAL SERVICES, LLC
BD
CRD#: 148477
Boston, MA
Past
November 4, 2019 - April 11, 2023
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
BOSTON, MA
Past
March 16, 2009 - January 23, 2014
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/12/2025)
RR
Connecticut(5/12/2025)
RR
Delaware(5/13/2025)
RR
Florida(5/12/2025)
RR
Georgia(5/12/2025)
RR
Maine(5/9/2025)
RR
Maryland(5/15/2025)
RR
Massachusetts(5/12/2025)
RR
Mississippi(5/12/2025)
RR
New Hampshire(5/13/2025)
RR
New Jersey(5/12/2025)
RR
New York(5/13/2025)
RR
North Carolina(5/13/2025)
RR
Pennsylvania(5/12/2025)
RR
Rhode Island(5/13/2025)
RR
South Carolina(5/16/2025)
RR
Tennessee(5/12/2025)
RR
Vermont(5/12/2025)
RR
Virginia(5/14/2025)
RR
West Virginia(5/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TCW FUNDS DISTRIBUTORS LLC
KENTER SECURITIES CORPORATION | TCW FUNDS DISTRIBUTORS LLC | TCW FUNDS DISTRIBUTORS | TCW BROKERAGE SERVICES
CRD#: 16670 / SEC#: , 8-31114
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
515 South Flower Street, Los Angeles, CA 90071
Mailing Address
515 South Flower Street, Los Angeles, CA 90071
Phone number
(213) 244-0000
Established
Delaware since 04/01/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE TCW GROUP, INC. | SOLE SHAREHOLDER | |
| CAMPBELL, ROBERT NMN | FINANCIAL REPORTING DIRECTOR/FINOP | 1349154 |
| CARIERI, JOSEPH CARL | MANAGER | 1223713 |
| MAGPAYO, JOSEPH T | CHAIRMAN OF THE BOARD, PRESIDENT, AND CHIEF EXECUTIVE OFFICER | 2295294 |
| MCCARTHY, GINA | MANAGER | 4226460 |
| VILLA, RICHARD MANUEL | CHIEF FINANCIAL OFFICER OF THE TCW GROUP, INC. | 5586600 |
| WERTS, FELICIA PAN | CHIEF COMPLIANCE OFFICER & SECRETARY | 6562508 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCW FUNDS DISTRIBUTORS LLC
CRD#: 16670Boston, MA 02116TRUST BUT VERIFY
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