Douglas M. Howell

LINCOLN FINANCIAL DISTRIBUTORS

Fort Wayne, IN 46802

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CRD#: 5647783

Professional summary

Douglas Matthew Howell, who also goes by Matthew Howell, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Fort Wayne, Indiana.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 2009. Douglas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Howell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Matthew Howell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Office #1: 1301 S Harrison Street, Fort Wayne, IN 46802

CRD#: 145

Fort Wayne, IN

Past

August 7, 2012 - May 8, 2024

OSAIC FA, INC.

RIA

CRD#: 3978

EAST SANDWICH, MA

Past

July 31, 2012 - May 1, 2024

OSAIC FA, INC.

CRD#: 3978

EAST SANDWICH, MA

Past

May 8, 2012 - July 23, 2012

CAMMACK RETIREMENT GROUP

RIA

CRD#: 140614

WELLESLEY, MA

Past

February 4, 2010 - July 23, 2012

CAMMACK LARHETTE BROKERAGE, INC.

CRD#: 109906

NEW YORK, NY

Past

April 6, 2009 - July 13, 2009

SECU BROKERAGE SERVICES

CRD#: 19899

GRANITE FALLS, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/1/2024)

Maine
(5/1/2024)

Massachusetts
(5/1/2024)

New Hampshire
(5/1/2024)

New Jersey
(5/1/2024)

New York
(5/1/2024)

Rhode Island
(5/1/2024)

Vermont
(5/1/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/10/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/4/2009

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CG EQUITY SALES COMPANY | SAGEMARK CONSULTING, INC. | LINCOLN FINANCIAL DISTRIBUTORS, INC. | CIGNA SECURITIES, INC. | CIGNA FINANCIAL ADVISORS,INC.

CRD#: 145 / SEC#: , 8-13431

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

130 N Radnor-chester Rd, Radnor, PA 19087

Mailing Address

130 N Radnor-chester Rd, Radnor, PA 19087

Phone number

(484) 583-6000

Established

Connecticut since 08/03/1967

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY	SHAREHOLDER
CHRYSSIKOS, PAUL TELEMAC	SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER	7263748
FALLER, DANIEL T	SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE	6006570
GIBSON, JASON MICHAEL	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION	3081880
KENNEDY, JOHN CHRISTOPHER	PRESIDENT AND CHIEF EXECUTIVE OFFICER	2213083
NEPA, JARED M.	SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION	5157819
OMORUYI, MEGAN VOGT	AVP, FINANCIAL AND OPERATIONS PRINCIPAL	7803022
SEIFERT, TIMOTHY JOHN	SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION	1577571
SMITH, NANCY	SECRETARY	6140078

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas M. Howell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Matthew Howell's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FA, INC.

OSAIC FA, INC.

CAMMACK RETIREMENT GROUP

CAMMACK LARHETTE BROKERAGE, INC.

SECU BROKERAGE SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2010

Series 63

Date: 4/10/2009

SIE

Date: 10/1/2018

Series 6

Date: 4/4/2009

FINRA

Current Firm

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LINCOLN FINANCIAL DISTRIBUTORS, INC.

TRUST BUT VERIFY

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