Jeffrey M. Arber

TRIPLE PLAY PLANNING

Amherst, NY

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CRD#: 5647525

Professional summary

Jeffrey Michael Arber, CFP® is a registered financial advisor currently at TRIPLE PLAY PLANNING, LLC located in Amherst, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/21/2014 - SPECIFIC SOLUTIONS - INV REL - NON-VARIABLE INSURANCE - 1% TIME SPENT - AGENT- LIFE, DISABILITY 2. 11/21/2014 - JA TAX PREP - INV REL - TAX PREP/ACCOUNTING/CPA - 1% TIME SPENT - START 2/2014 - TAX PREP 3. 11/21/2014 - ALLSTATE BENEFITS - INV REL - NON-VARIABLE INSURANCE - 1% TIME SPENT - AGENT- LIFE, DISABILITY 4. 11/21/2014 - SAGE INVESTMENT GROUP - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 5. 3/28/2016: Private Advisor Group - DBA: (Hybrid) Sage Investment Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 80 Hours Per Month - Time Spent 100% - Provide Investment advice. 6. 3/28/2016: Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 80 Hours Per Month - Time Spent 100% - IAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Arber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

February 5, 2024 - Present

TRIPLE PLAY PLANNING, LLC

RIA

CRD#: 329117

Amherst, NY

Past

May 5, 2021 - January 25, 2024

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Williamsville, NY

Past

November 21, 2014 - February 5, 2024

LPL FINANCIAL LLC

CRD#: 6413

WILLIAMSVILLE, NY

Past

September 8, 2011 - November 26, 2014

CADARET, GRANT & CO., INC.

CRD#: 10641

WILIAMSVILLE, NY

Past

March 6, 2009 - September 9, 2011

SIGNATOR INVESTORS, INC.

CRD#: 468

WILLIAMSVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/20/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRIPLE PLAY PLANNING, LLC

CRD#: 329117 / SEC#:

New York

Registered Investment Advisory firm - (2/5/2024 Approved)

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Contact information

Main Address

Amherst, NY

Mailing Address

Phone number

(716) 250-2772

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 6,151,805

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Arber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Arber's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIPLE PLAY PLANNING, LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/20/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/5/2016

Series 6

Date: 3/5/2009

Current Firm

TRIPLE PLAY PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRIPLE PLAY PLANNING, LLC

TRUST BUT VERIFY

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