Kyle J. Brady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle James Brady was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2009. Kyle had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2018 - December 31, 2020
CAPITALROCK FINANCIAL, LLC
April 3, 2015 - October 24, 2016
REGULUS FINANCIAL GROUP, LLC
March 5, 2015 - August 3, 2017
REGAL INVESTMENT ADVISORS LLC
December 19, 2013 - March 10, 2015
DISCIPLINED EQUITY MANAGEMENT, INC.
June 5, 2012 - November 25, 2013
LPL FINANCIAL LLC
July 7, 2009 - May 25, 2012
LPL FINANCIAL LLC
July 7, 2009 - November 25, 2013
LPL FINANCIAL LLC
March 20, 2009 - June 3, 2009
OSAIC FA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITALROCK FINANCIAL, LLC
CRD#: 281234 / SEC#: 801-116852
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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