Alex Quan

SKYSPHERE LLC

San Jose, CA 95134

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CRD#: 5647292

Professional summary

Alex Quan is a registered financial advisor currently at SKYSPHERE LLC located in San Jose, California.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Alex has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOARD OF DIRECTOR OF ATZEN INC, A SKIN CARE COMPANY BASED IN SAN JOSE, CA. ALSO SERVE AS PRESIDENT OF ATZEN INC. THIS IS NOT AN INVESTMENT RELATED BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Quan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2012 - Present

SKYSPHERE LLC

Office #1: 2880 Zanker Rd Ste 203, San Jose, CA 95134

RIA

CRD#: 162967

San Jose, CA

Past

January 7, 2011 - February 25, 2013

HEAVISIDE WEALTH MANAGEMENT

RIA

CRD#: 148754

FREMONT, CA

Past

February 24, 2009 - December 31, 2010

HEAVISIDE WEALTH MANAGEMENT

RIA

CRD#: 148754

FREMONT, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/12/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/13/2009

Uniform Investment Adviser Law Examination

Current Firm

SKYSPHERE LLC

CRD#: 162967 / SEC#:

California

Registered Investment Advisory firm - (6/12/2012 Approved)

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Contact information

Main Address

2880 Zanker Rd Ste 203, San Jose, CA 95134

Mailing Address

Phone number

(408) 520-0496

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 418,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex Quan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Quan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKYSPHERE LLC

HEAVISIDE WEALTH MANAGEMENT

HEAVISIDE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/13/2009

Current Firm

SKYSPHERE LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SKYSPHERE LLC

TRUST BUT VERIFY

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