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OH

Omar Mohamed Hatab

CRD# 5647231·Registered 2009 - 2015
Previously Registered: Being a previously registered professional could mean that Omar is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Omar Mohamed Hatab, who also goes by Omar Mohamed Hatab, was a registered financial advisor. Omar was a previously registered financial professional and started their career in finance 2009 - 2015. Omar had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Omar Mohamed Hatab

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

RESOURCE SECURITIES LLC·CRD# 133022
BD
Philadelphia, PA
July 9, 2015 - August 21, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Coral Gables, FL
December 9, 2014 - July 2, 2015
TD AMERITRADE, INC.·CRD# 7870
RIA
Coral Gables, FL
November 24, 2014 - July 2, 2015
TD AMERITRADE, INC.·CRD# 7870
BD
Coral Gables, FL
November 24, 2014 - July 2, 2015
TD AMERITRADE, INC.·CRD# 7870
RIA
Coral Gables, FL
January 29, 2014 - October 23, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC·CRD# 111514
RIA
Coral Gables, FL
January 29, 2014 - October 23, 2014
TD AMERITRADE, INC.·CRD# 7870
BD
Coral Gables, FL
December 26, 2013 - October 23, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Fort Lauderdale, FL
September 30, 2010 - November 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Fort Lauderdale, FL
September 30, 2010 - November 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Pennington, NJ
May 14, 2010 - July 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Pennington, NJ
March 17, 2010 - July 29, 2010
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
June 16, 2009 - December 23, 2009

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Current Firm

RS
RESOURCE SECURITIES LLC

CHADWICK SECURITIES, INC. | RESOURCE SECURITIES, INC. | RESOURCE SECURITIES LLC

CRD#: 133022 / SEC#: 8-66669
BD
Terminated by SEC on 12/29/2020

Contact Information

Established

Delaware since 08/01/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RAI VENTURES LLCSOLE SHAREHOLDER—
BLOCK, LAWRENCE STEVENPRESIDENT, CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER3006613

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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