Omar M. Hatab
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omar Mohamed Hatab, who also goes by Omar Mohamed Hatab, was a registered financial professional .
Omar is a previously registered financial professional and started their career in finance in 2009. Omar had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2015 - August 21, 2015
RESOURCE SECURITIES LLC
December 9, 2014 - July 2, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 24, 2014 - July 2, 2015
TD AMERITRADE, INC.
November 24, 2014 - July 2, 2015
TD AMERITRADE, INC.
January 29, 2014 - October 23, 2014
TD AMERITRADE, INC.
January 29, 2014 - October 23, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 26, 2013 - October 23, 2014
TD AMERITRADE, INC.
September 30, 2010 - November 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2010 - November 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 2010 - July 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 2010 - July 29, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 16, 2009 - December 23, 2009
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE SECURITIES LLC
CRD#: 133022 / SEC#: , 8-66669
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAI VENTURES LLC | SOLE SHAREHOLDER | |
| BLOCK, LAWRENCE STEVEN | PRESIDENT, CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 3006613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
