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KD

Khyati R. Domadia

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CRD#: 5646634
KD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Khyati R Domadia, who also goes by Khyati Domadia Miss, was a registered financial professional .

Khyati is a previously registered financial professional and started their career in finance in 2009. Khyati had worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Khyati Domadia Miss

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 10, 2009 - February 10, 2012

KAUFMAN BROS., L.P.

BD
CRD#: 37909
NEW YORK, NY
Past

July 20, 2009 - November 19, 2009

TOUSSAINT CAPITAL PARTNERS, LLC

BD
CRD#: 130290
FREEHOLD, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/12/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


KB
KAUFMAN BROS., L.P.
KAUFMAN BROS., L.P.

CRD#: 37909 / SEC#: , 8-48183

BD
Terminated by SEC on 04/10/2012
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 07/06/1994
Firm type
Other Types of Legal Formation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BLMK CAPITAL MANAGEMENT LLCLIMITED PARTNER
KAUFMAN, SUSAN GAILLIMITED PARTNER2620519
KAUFMAN, CRAIG DOUGLASHEAD OF CAPITAL MARKETS AND LIMITED PARTNER2042355
DURKIN, GERARD ANTHONYCHIEF FINANCIAL OFFICER AND FINOP PRINCIPAL1292336
GURROLA, KENNETH WILLIAM ESQ.GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER AND LIMITED PARTNER5657027
KAUFMAN, ROBERT JAYHEAD OF INVESTMENT BANKING2580169
KB MANAGEMENT LLCGENERAL PARTNER
LORENZO, BENNYCHAIRMAN, CEO AND DIRECTOR OF RESEARCH1888674
ROSS, STUART BERTLIMITED PARTNER2094044

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KAUFMAN BROS., L.P.

CRD#: 37909

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