Wen Deng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wen Deng, who also goes by Michael Deng, was a registered financial professional .
Wen is a previously registered financial professional and started their career in finance in 2009. Wen had worked at 2 firms and has passed the Series 66, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - December 3, 2012
FINANCIAL INVESTMENTS, INC.
April 15, 2009 - November 8, 2010
WADDELL & REED
March 26, 2009 - November 8, 2010
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL INVESTMENTS, INC.
CRD#: 119611 / SEC#: 801-61825
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
