Kevin Stevens

CRD#: 5646433

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Stevens, CFP®, who also goes by Kevin Gene Stevens, Kevin Stevens, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2009. Kevin had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Kevin Gene Stevens | Kevin Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Past

September 29, 2025 - June 30, 2026

DEW WEALTH MANAGEMENT

RIA

CRD#: 114148

BELLA VISTA, AR

Past

August 17, 2016 - June 2, 2022

AVID PLANNING

RIA

CRD#: 284332

ST. PETERSBURG, FL

Past

October 27, 2014 - September 26, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST. PETERSBURG, FL

Past

October 24, 2014 - September 26, 2016

LPL FINANCIAL LLC

CRD#: 6413

ST. PETERSBURG, FL

Past

August 13, 2012 - October 27, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAINT PETERSBURG, FL

Past

August 10, 2012 - October 27, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAINT PETERSBURG, FL

Past

June 22, 2009 - August 13, 2012

EDWARD JONES

RIA

CRD#: 250

ST PETE BEACH, FL

Past

June 2, 2009 - August 13, 2012

EDWARD JONES

CRD#: 250

ST PETE BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC

CRD#: 114148 / SEC#: 801-108014

RIA

Registered Investment Advisory firm - (6/24/2016 Approved)

Arizona

Registered Investment Advisory firm - (6/27/2016 Terminated)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2009

General Securities Representative Examination

Current Firm

DEW WEALTH MANAGEMENT

DEW WEALTH MANAGEMENT | INNOVATIVE WEALTH STRATEGIES, LLC | DEW WEALTH MANAGEMENT, LLC

CRD#: 114148 / SEC#: 801-108014

RIA

Registered Investment Advisory firm - (6/24/2016 Approved)

Arizona

Registered Investment Advisory firm - (6/27/2016 Terminated)

California

Registered Investment Advisory firm - (7/27/2016 Terminated)

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Contact information

Main Address

8888 E. Raintree Drive Suite 110, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 614-9119

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/4/2026)

Regulatory assets under management

Total Number of Accounts	596
AUM (Assets Under Management)	$ 464,654,933

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Stevens

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AVID PLANNING

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

DEW WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2009

SIE

Date: 9/26/2016

Series 7

Date: 6/1/2009

Current Firm

DEW WEALTH MANAGEMENT

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEW WEALTH MANAGEMENT

TRUST BUT VERIFY

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