Zachary S. O'brien
CROWN WEALTH GROUP LLC
ADVANCE, NC 27006
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CRD#: 5646164
Professional summary
Zachary Scott O'brien, CFP® is a registered financial advisor currently at CROWN WEALTH GROUP LLC located in Advance, North Carolina.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Zachary has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHAMBER OF COMMERCE WINSTON SALES POSITION: Board Member/Ambassador NATURE: I attend Events and answer questions about the chamber, I also lead a leads group with the Chamber that meets on Tuesday mornings for 1 hour. the group is seminar to a BNI group. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2014 ADDRESS: 411 West Fourth St, Winston Salem NC 27101 DESCRIPTION: Attend events and answer questions about the Chamber. I also just lead the group to stay on task and keep the meeting moving LLK FOUNDATION POSITION: Board Member NATURE: The LLK Foundation is committed to one thing: raising money for rare c*nc*r research. C*nc*r takes too many lives and the LLK Foundation is committed to the global effort to stop it so that our doctors can say, "Good News, it's c*nc*r and we can cure this". Unless we solve this riddle, everyone will sadly one day have their own experience with c*nc*r either as a patient or helping a loved one who has it. Let's not give c*nc*r the chance. God's Peace.This foundation was created by my uncle for my God mother Katie (Live Like Katie) after she passed away from a rare c*nc*r. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2015 ADDRESS: 390 Amy Ct, Glen Ellyn IL 60137 DESCRIPTION: Help with the once a year fundraiser event in Glen Ellyn. Our family volunteers to help. DUCKS UNLIMITED DAIVE COUNTY POSITION: Board Member NATURE: Ducks unlimited is a organization designed to help conserve wet lands for the waterfowl. Our board is designed to help in the cause, we will do community events to help raise awareness and raise funds for the cause. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2019 ADDRESS: 418 Fred Bahnson Dr, Advance NC 27006, United States DESCRIPTION: As a board member we are to come up with and run the events. We might be selling tickets to the events or just setting up at the event to help build duck boxes or helping the youth with safety courses INSURANCE AGENT (LIFE, HEALTH, DISABILITY) Zachary Scott O'Brien is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Crown Wealth Group LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Crown Wealth Group LLC in their capacity as a licensed insurance agent. Advisory Board Member; WonderDads Advisory Board; Investment Related: No; Location: 369-B Third Street, #334, San Rafael, CA 94901; Description of the business: Helping Dads get more and better quality time with their kids; Responsibilities Duties: it only entails answering quarterly surveys, giving your input, and letting us know if you see anything worth mentioning.; Start date with business: 2021-05-25; Hours devoted to business outside trading hours: .5;
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Scott O'brien's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
February 27, 2020 - Present
CROWN WEALTH GROUP LLC
Office #1: 107 Gleneagles Way Suite A, Advance, NC 27006Office #2: 135 Medical Dr Suite 101, Advance, NC 27006RIA
CRD#: 299732
ADVANCE, NC
Past
November 5, 2009 - February 26, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Advance, NC
Past
September 3, 2009 - February 26, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Advance, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CROWN WEALTH GROUP LLC
CROWN WEALTH GROUP LLC
CRD#: 299732 / SEC#: 801-120589
RIA
Registered Investment Advisory firm - (3/24/2021 Approved)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/7/2021 Terminated)South Carolina
Registered Investment Advisory firm - (4/6/2021 Terminated)Texas
Registered Investment Advisory firm - (4/6/2021 Terminated)Virginia
Registered Investment Advisory firm - (4/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(2/27/2020)
IAR
Texas(12/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CROWN WEALTH GROUP LLC
CROWN WEALTH GROUP LLC
CRD#: 299732 / SEC#: 801-120589
RIA
Registered Investment Advisory firm - (3/24/2021 Approved)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)North Carolina
Registered Investment Advisory firm - (4/7/2021 Terminated)South Carolina
Registered Investment Advisory firm - (4/6/2021 Terminated)Texas
Registered Investment Advisory firm - (4/6/2021 Terminated)Virginia
Registered Investment Advisory firm - (4/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2108 South Boulevard Unit 300, Charlotte, NC 28203
Mailing Address
Phone number
(704) 360-3995
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 949 |
| AUM (Assets Under Management) | $ 316,523,852 |
Red Flags
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