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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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Zachary Scott O'brien

Zachary S. O'brien

CROWN WEALTH GROUP
ADVANCE, NC 27006
Some features on this profile are disabled
CRD#: 5646164
Zachary Scott O'brien

Professional summary

Zachary Scott O'brien, CFP® is a registered financial advisor currently at CROWN WEALTH GROUP LLC located in Advance, North Carolina.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Zachary has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Scott O'brien's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

February 27, 2020 - Present

CROWN WEALTH GROUP LLC

Office #1: 107 Gleneagles Way Suite A, Advance, NC 27006Office #2: 135 Medical Dr Suite 101, Advance, NC 27006
RIA
CRD#: 299732
ADVANCE, NC
Past

November 5, 2009 - February 26, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Advance, NC
Past

September 3, 2009 - February 26, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Advance, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CROWN WEALTH GROUP LLC
CROWN WEALTH GROUP LLC

CRD#: 299732 / SEC#: 801-120589

RIA
Registered Investment Advisory firm - (3/24/2021 Approved)
New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)
North Carolina
Registered Investment Advisory firm - (4/7/2021 Terminated)
South Carolina
Registered Investment Advisory firm - (4/6/2021 Terminated)
Texas
Registered Investment Advisory firm - (4/6/2021 Terminated)
Virginia
Registered Investment Advisory firm - (4/7/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(2/27/2020)
IAR
Texas
(12/8/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/4/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2009
General Securities Representative Examination

Current Firm

CW
CROWN WEALTH GROUP LLC
CROWN WEALTH GROUP LLC

CRD#: 299732 / SEC#: 801-120589

RIA
Registered Investment Advisory firm - (3/24/2021 Approved)
New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)
North Carolina
Registered Investment Advisory firm - (4/7/2021 Terminated)
South Carolina
Registered Investment Advisory firm - (4/6/2021 Terminated)
Texas
Registered Investment Advisory firm - (4/6/2021 Terminated)
Virginia
Registered Investment Advisory firm - (4/7/2021 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2108 South Boulevard Unit 300, Charlotte, NC 28203
Mailing Address
Phone number
(704) 360-3995
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-CROWN WEALTH GROUP LLC (1/28/2026)

Regulatory assets under management

Total Number of Accounts982
AUM (Assets Under Management)$ 437,507,251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROWN WEALTH GROUP LLC

CRD#: 299732Advance, NC 27006

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