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Glenn Richard Crane

CRD# 56461·Registered 1973 - 1990
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Richard Crane was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1973 - 1990. Glenn had worked at 6 firms and has passed the Series 1, Series 39 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

CRANE & CO. SECURITIES INCORPORATED·CRD# 16923
BD
December 5, 1985 - October 2, 1990
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
May 9, 1985 - December 24, 1985
U.S. MUTUAL SECURITIES CORP.·CRD# 7046
BD
November 17, 1980 - April 2, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
April 24, 1973 - February 5, 1981
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
April 24, 1973 - February 5, 1981
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
April 24, 1973 - February 5, 1981

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Current Firm

C&
CRANE & CO. SECURITIES INCORPORATED

CRANE & CO. SECURITIES INCORPORATED | PRIMARY SECURITIES CORPORATION OF AMERICA | FIRST SECURITIES CORPORATION OF AMERICA

CRD#: 16923 / SEC#: 8-34720
BD
Terminated by FINRA on 10/02/1990

Contact Information

Established

Michigan since 07/11/1985

Firm Type

Corporation

Fiscal Year End

January

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Apr 1973

Series 39 — Direct Participation Programs Principal Examination

Passed Nov 1989About the Series 39 exam

Series 24 — General Securities Principal Examination

Passed May 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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