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AR

Anthony C. Rossi

SIGNATURE RESOURCES CAPITAL MANAGEMENT
NEWPORT BEACH, CA 92660
CRD#: 5645994
Some features on this profile are disabled
AR
Anthony Christopher RossiSIGNATURE RESOURCES CAPITAL MANAGEMENT

Professional summary

Anthony Christopher Rossi, who also goes by Anthony Christopher Rossi Mr., is a registered financial advisor currently at SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC located in Newport Beach, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Anthony has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Anthony Christopher Rossi Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Christopher Rossi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 26, 2019 - Present

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

Office #1: 100 Bayview Circle Suite 2200, Newport Beach, CA 92660
RIA
CRD#: 144069
NEWPORT BEACH, CA
Past

April 3, 2019 - August 5, 2019

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
IRVINE, CA
Past

December 7, 2015 - April 22, 2019

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
NEWPORT BEACH, CA
Past

December 7, 2015 - April 22, 2019

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEWPORT BEACH, CA
Past

May 21, 2014 - November 10, 2015

CAPITAL SYNERGY PARTNERS

RIA
CRD#: 148733
IRVINE, CA
Past

May 21, 2014 - November 10, 2015

CAPITAL SYNERGY PARTNERS

BD
CRD#: 148733
IRVINE, CA
Past

August 10, 2012 - February 20, 2014

INNOVATUM CAPITAL PARTNERS, LLC

RIA
CRD#: 154192
COSTA MESA, CA
Past

January 13, 2010 - June 11, 2012

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
ONTARIO, CA
Past

July 16, 2009 - June 11, 2012

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
ONTARIO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
EDGE WEALTH STRATEGIES LLC | STATERA ASSET MANAGEMENT | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069 / SEC#: 801-67988

RIA
Registered Investment Advisory firm - (6/8/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/26/2019)
IAR
Texas
(12/13/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/21/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/2009
General Securities Representative Examination

Current Firm

SR
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
EDGE WEALTH STRATEGIES LLC | STATERA ASSET MANAGEMENT | SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069 / SEC#: 801-67988

RIA
Registered Investment Advisory firm - (6/8/2007 Approved)
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Contact information

Main Address
100 Bayview Circle Suite 2200, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 261-7726
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-03-25 SIGNATURE RESOURCES CAPITAL MANAGEMENT FORM ADV PART 2A (3/28/2025)
2025-03-25 SIGNATURE RESOURCES CAPITAL MANAGEMENT FORM ADV PART 2A (STATERA ASSET MANAGEMENT) (3/28/2025)

Regulatory assets under management

Total Number of Accounts807
AUM (Assets Under Management)$ 227,563,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

CRD#: 144069Newport Beach, CA 92660

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