Shantanu Narayen

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CRD#: 5645779

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shantanu Narayen was a registered financial professional .

Shantanu is a previously registered financial professional and started their career in finance in 2009. Shantanu had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

As as an Investment Consultant it is my role to help you understand your options and give you the information to make decisions for your financial future. First I like to understand what your goals are and how you prioritize them. Then we will work together to craft a unique plan to put you in position to work toward success over the long term.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of Baltimore

Bachelor of Business Administration - FINANCE

2005

Experience

Past

March 31, 2025 - June 13, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WINTER PARK, FL

Past

March 28, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

ALTAMONTE SPRINGS, FL

Past

February 25, 2022 - June 13, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WINTER PARK, FL

Past

January 25, 2021 - February 2, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ORLANDO, FL

Past

January 22, 2021 - February 2, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ORLANDO, FL

Past

April 18, 2018 - November 19, 2020

NEWPORT GROUP CONSULTING, LLC

RIA

CRD#: 140944

LAKE MARY, FL

Past

March 6, 2018 - November 19, 2020

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

Lake Mary, FL

Past

October 8, 2015 - June 8, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

ALTAMONTE SPRINGS, FL

Past

February 19, 2015 - June 7, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ALTAMONTE SPRINGS, FL

Past

January 23, 2014 - October 20, 2014

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Past

December 20, 2012 - November 11, 2013

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

August 12, 2010 - November 11, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ORLANDO, FL

Past

December 8, 2009 - June 3, 2010

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

February 26, 2009 - December 1, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

FORT LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/15/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2009

General Securities Representative Examination

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Shantanu Narayen

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Education

University of Baltimore

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEWPORT GROUP CONSULTING, LLC

NEWPORT GROUP SECURITIES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

T3 TRADING GROUP, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

NATIONAL SECURITIES CORPORATION

FIS BROKERAGE & SECURITIES SERVICES LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2012

Series 63

Date: 9/15/2011

SIE

Date: 10/1/2018

Series 7

Date: 2/25/2009

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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